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Consultants Corner

Understanding Generator Set Ratings

Rating gen sets for standby, prime or continuous power uses is based on industry and engineering standards. Architectural engineers, contractors and even building owners and maintenance personnel have common questions about CAT gen set rating criteria. Following are answers to commonly asked questions:

Q. What is the meaning of standby and prime ratings?


A. Standby power ratings for specific gen set models are determined under the following parameters:

* peak cylinder pressure
* exhaust temperature
* smoke level
* turbocharger speed (if applicable).

It is further defined as the output available with varying load for the duration of the interrup- tion of the normal source of power. Ratings are based on fuel stop power in accordance with ISO 3046/1, AS 2789, DIN 6271 and BS 5514. The fuel stop is fixed for each engine model/configeration. It represents the maximum safe horsepower the engine model/configuration will be able to produce with without exceeding the limits set according to the parameters.

Prime ratings are defined as the output available with a varying load for an unlimited time. It is set approximately 10 percent below the standby power ratings for each model/configuration.

Q. Are there any other ratings?

A. Continuous rating is output available with constant or near-constant load for a limited amount of time. These are determined in accordance with ISO 8528 as well as ISO 3046/1, AS 2789, DIN 6271 and BS 5514.

Electrical power generation rating guidelines


RatingStandbyPrime + 10%PrimeContinuous
Typical load factor60% or less60% or less60-70%70-100%
Typical loadVaryingVaryingVaryingNon-varying
Typical hours/year100 hours500 hoursNo limitNo limit
Typical peak demand80% of standby rated kW with 100% of rating available for duration of an emergency outage80% of prime +10% rated kW with 100% of rating available for duration of an emergency outage100% of prime rated kW used occasionally, but for less than 20% of operating hours100% of continuous rated kW for 100% of operating hours
Typical application
  • Building service standby
  • Enclosure/sheltered environment
  • Standby
  • Rental
  • Power module
  • Unreliable utility
  • Interruptible rates
  • Industrial
  • Pumping
  • Construction
  • Peak shaving
  • Cogeneration
  • Base load
  • Utility
  • Cogeneration
or conditions outside the above limits, please contact your Cat dealer.
Typical load factor is the typical loads applied to the generator set divided by the engine operating hours under those loads



Q. How do you apply these rating definitions?

A. Unfortunately there are no hard and fast rules to determine what generator set to utilize in any installation. However, the following guidelines can help you select the kW rating that best suits your application. Your Caterpillar dealer can also help make judgements based on your load profile.

Typically, standby generator sets are used in situations requiring less than 100 hours of use per year, with a variable load of 60 percent or less. The typical peak demand would be 80 percent of standby rated kW with 100 percent of rating available for the duration of an emergency outage. Applications with these limits include building service standby where the unit(s) are in an enclosure or other sheltered environment.

Prime rated gen sets are divided into two areas of use.

Prime plus 10 percent-rated gen sets are best utilized in standby, rentals or power modules, or where there is unreliable utility power and/or interruptible rates. These are generally used less than 500 hours per year with a typical load factor of 60 percent or less; peak demand is 80 percent of prime plus 10 percent rated kW with 100 percent of rating available for the duration of an emergency outage.

Prime-rated gen sets are most common where the gen set will be the only power source. At the prime rating, a gen set can be used 24 hours per day, 365 days per year. In most installations, they are speci- fied to meet the demands of a variable laod that is 60 to 70 percent of the gen set rating, but can supply 100 percent percent of its prime kW rating for less than 20 percent of operating hours. These prime gen sets are used inindustrial, pumping, construction, peak shaving and cogeneration applications.

Continuous-rated gen sets are sized to operate at 70 to 100 percent of maximum load that is non-varying and has no hour-use limit. Typical peak demand is 100 percent of continuous rated kW.